Governance and Conduct Obligations in Financial Services

This text provides an introduction to the nature of obligations which are specifically imposed on high managerial agents of corporations, and also provides an overview of general conduct obligations, mis-selling and conduct risk generally in financial services. Corporate Governance in Financial Services is a useful resource for practitioners working in the areas of commercial law, corporations law, intellectual property, litigation and media and communications.

Features

• Unifying framework for examining the nature of obligations specifically imposed on high managerial agents of corporations and also an overview of general conduct    obligations, mis-selling and conduct risk generally in financial services
• Plain English explanations of complex concepts

Related Titles

• Baxt, Black & Hanrahan, Securities and Financial Services Law, 8th ed, 2012
• Farrar & Hanrahan, Corporate Governance, 2016